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FINRA

Commercial ADR and ADR of FINRA (Financial Industry Regulatory Authority) Disputes

Resolution of Commercial Litigation

  • Richard Fincher has resolved over 350 commercial matters in arbitration and over 200 commercial matters in mediation.

  • His experience includes insurance, automotive, healthcare, aerospace, telecommunications and electronics.

Resolution of FINRA Litigation

  • Richard Fincher is an established arbitrator of FINRA related litigation. Since 2003, he has been selected by the parties for over sixty matters concerning employment or suitability claims for over $500,000. He has served as Chair of the Arbitration Panel for seven of the matters. The range of the employment claims include general breach of contract, non-compete disputes, wrongful discharge, RICO, non-solicitation disputes, and constructive discharge.

  • In 2007, Richard Fincher became certified as a Panel Chairman and has assumed that role in over forty matters.


  • Since 2008, Mr. Fincher has been accepted to the FINRA mediation panel and has been selected for numerous suitability and employment matters.

 

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